ABOUT US.
The Penn State Wealth Management Association (PSWMA) is a student-led organization in the Smeal College of Business preparing the next generation of leaders in wealth and asset management. Through hands-on investment experience, technical skill development, industry mentorship, and direct exposure to leading financial firms, PSWMA connects the classroom to real-world careers. Our members gain the knowledge, network, and confidence to stand out in recruiting and succeed in an evolving financial industry.
The Penn State Finance Association (PSFA) serves as the primary feeder organization for PSWMA, giving students an early foundation in wealth and asset management. Through hands-on workshops, investment pitches, technical training, and exposure to industry professionals, PSFA helps members build the skills and experience needed to advance into PSWMA and pursue competitive careers in finance. Students looking to join PSWMA must attend PSFA meetings, after which they will interview.
Certifications
Through our education and club activities, as well as discounted study materials, we can help you prepare for these certifications.
Securities Industry Essentials (SIE)
The entry-level exam testing foundational knowledge of the securities industry, including products, markets, and regulatory agencies. A prerequisite for advanced licensing and a first step for members pursuing the wealth management track.
Series 7 & Series 66
Series 7 (General Securities Representative) and Series 66 licenses allow advisors to sell virtually any securities product and act as an Investment Adviser Representative. Together, they are the industry standard for full-service wealth management careers.
Certified Financial Planner (CFP®)
The gold standard certification for financial planners, covering retirement, estate, tax, insurance, and investment planning. CFP® professionals adhere to rigorous ethical and fiduciary standards — the credential most aligned with the planning-first model PSWMA trains around in PSFA.